ASSET TRANSFER - Northern Trust - northern trust company phone number

---

• (1) Northern trust company chicago illinois
• (2) Northern trust locations
• (3) The northern trust company address
• (4) Northern trust contact number

ASSET TRANSFER
For assistance in completing this form, please contact the Northern Funds Center at 800-595-9111 weekdays from 7:00 a.m. to 5:00 p.m.
Central time. Please mail your application to:Northern Funds, P.O. Box 75986, Chicago, IL 60675-5986 or fax your form to: 312-557-0411.
Please print all information.
1 PROVIDE YOUR TRANSFER INFORMATION
This form is specific to non-retirement accounts and can be used to purchase shares of Northern Funds by redeeming and transferring all or
part of your current holdings in an existing mutual fund account to Northern Funds.
TRANSFER FROM:
NAME OF MUTUAL FUND COMPANY PHONE NUMBER
NAME ON ACCOUNT
ADDRESS CI TY STATE ZIP
FUND NAME ACCOUNT NUMBER
FUND NAME ACCOUNT NUMBER
TRANSFER TO:
Existing Accounts:I am currently a shareholder of one or more of the Northern Funds. I have listed below the accounts where the assets
should be tranasferred to.
NAME ON ACCOUNT
FUND NAME ACCOUNT NUMBER $ / %
FUND NAME ACCOUNT NUMBER $ / %
New Account:I would like to open a new account (this form must be accompanied by the Northern Funds New Account Application).
2 AMOUNT TO BE REDEEMED
Assets are either transferred in-kind or liquidated and transferred in cash. Also, you may be responsible for liquidation or termination fees when
you transfer your assets. Check with the firm holding your funds to determine eligibility to transfer in-kind and information regarding these fees.
Please redeem from the "Transfer From" account identified in Step 1 (check one):
All of my shares; OR __________________ number of shares; OR $__________________ of my investment)
Issue a check payable to Northern Funds FBO
NAME ON NORTHERN FUNDS ACCOUNT
Send the check to: Northern Funds Center, P.O. Box 75986, Chicago, IL 60675-5986.
Transfer my entire account, including cash, in-kind (available only for eligible positions).
1
3 SIGN YOUR NAME
All account owners or trustees must sign below. For UGMA/UTMA accounts, the custodian must sign. Please sign exactly as your name appears
on your account.
Please confirm with your current mutual fund group if a Medallion signature guarantee* is required.
? If share certificates were issued for your current investment, they must be duly endorsed and accompany this form. For your protection, you are
encouraged to send them by registered mail.
? The Northern Funds Center will process this transfer request for you upon receipt of the properly completed form and notify you by mail when
the redemption proceeds have been invested in Northern Funds. Your investment in Northern Funds will be priced at the net asset value next
determined after your redemption proceeds are received.
? Neither Northern Funds, nor its agents or representatives, will be responsible for any errors, delays or losses resulting from the processing of the
transfer request by your existing mutual fund and its agents.
SIGNATURE PRINTED NAME DATE
SIGNATURE PRINTED NAME DATE
4 MEDALLION SIGNATURE GUARANTEE*
Your current mutual fund group may require a Medallion signature guarantee. You can obtain a Medallion signature guarantee from a commercial
bank or trust company, a member firm of a national stock exchange, or from an eligible guarantor institution as defined by the Securities and
Exchange Commission.
MEDALLION SIGNATURE GUARANTEE IS REQUIRED IF:
? Payment is equal to or greater than $100,000
? Electronic payment is to a bank account not on file
? The payment recipient is someone other than the account owner
? Payment is being sent to an address that is different from the address of record
? Funds are being transferred to another Northern Funds account that is not registered to the account owner
SIGNATURE GUARANTEED BY: AFFIX SIGNATURE GUARANTEED STAMP
NAME OF BANK OR FIRM
SIGNATURE OF OFFICER AND TITLE
?2017 Northern Funds Northern Funds Distributors, LLC, not affiliated with Northern Trust NF FRM TRAN 5/17
2


What services does Northern Trust offer?Northern Trust offers holistic wealth management services for individuals and families, privately held businesses, family offices, and foundations and endowments. Drawing from over 130 years of experience and serving over 25% of the Forbes 400 Wealthiest Americans, our advisors bring unrivaled insight into the complexities of managing wealth.

• CUSTOMER SUPPORT/ACCOUNT SERVICES
• Moving Money - Northern Trust
• ADDRESS CHANGE/ELECTRONIC DEPOSIT …
• ACCOUNT MAINTENANCE REQUEST - Northern …
• Electronic Funds Transfer Authorization - Ford Motor Company